Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2022)
    • CF1 Director (AR) (since 26 Jan 2022)
    • CF30 Customer (since 26 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Jun 2017 to 8 Dec 2019)
    • (2)Employed By (since 26 Jan 2022)
  • Westcourt Financial Services Limited (no longer approved here)

    FRN 458200

    • CF30 Customer (1 Nov 2007 to 15 May 2017)
    • CF21 Investment Adviser (6 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jan 2007 to 10 Apr 2007)
  • Westcourt Financial Services Ltd (no longer approved here)

    FRN 125256

    • Employed By (15 Nov 2005 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.