Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 1 Feb 2022)
- CF1 Director (AR) (since 26 Jan 2022)
- CF30 Customer (since 26 Jan 2022)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (21 Jun 2017 to 8 Dec 2019)
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Evolve Financial Solutions (ADG) Ltd
FRN 968453
- (2)Employed By (since 26 Jan 2022)
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- CF30 Customer (1 Nov 2007 to 15 May 2017)
- CF21 Investment Adviser (6 Apr 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Jan 2007 to 10 Apr 2007)
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- Employed By (15 Nov 2005 to 29 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.