Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2026)
    • [FCA CF] Client dealing (since 25 Mar 2026)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2025)
    • [FCA CF] Client dealing (since 1 Mar 2025)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (24 Dec 2021 to 22 Nov 2024)
    • [FCA CF] Client dealing (24 Dec 2021 to 22 Nov 2024)
    • CF30 Customer (21 Oct 2013 to 6 Feb 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Oct 2013)
    • CF21 Investment Adviser (24 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Dec 2004 to 24 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.