Ruffer LLP

• Principal Place of Business

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

  Web

  https://www.ruffer.co.uk

• Complaints Contact

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles Felix Ernst Auer

  IRN CXA00307

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 19 Jul 2023)
  • [FCA CF] Client dealing (since 19 Jul 2023)
• Charles George Lynne

  IRN CGL01035

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 9 Aug 2022)
  • [FCA CF] Material risk taker (since 1 Jun 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2022)
  • CF30 Customer (4 Dec 2008 to 8 Dec 2019)
• Charles King

  IRN CXK00269

  • [FCA CF] Client dealing (19 Apr 2024 to 6 Sep 2024)
  • [FCA CF] Functions requiring qualifications (19 Apr 2024 to 6 Sep 2024)
• Charlotte Keirstead Mackay

  IRN CXM00558

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 19 Jun 2023)
  • [FCA CF] Client dealing (since 19 Jun 2023)
• Christian Judge

  IRN CXJ00302

  • 17. Administrative functions in relation to managing investments
  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
• Christopher Bacon

  IRN CXB12594

  • SMF1 Chief Executive (since 21 Jan 2022)
  • SMF27 Partner (since 29 Apr 2021)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (24 Mar 2021 to 21 Mar 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2021)
  • CF4 Partner (20 May 2019 to 9 Dec 2019)
• Christopher David Queree

  IRN CDQ01003

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (7 Apr 2005 to 9 Dec 2019)
  • CF27 Investment Management (15 Oct 2004 to 31 Oct 2007)
• Claire Rebecca Titmarsh

  IRN CRW01099

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 29 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
  • CF4 Partner (1 Apr 2011 to 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (21 May 2007 to 31 Oct 2007)
• Clementine Mary Vaughan

  IRN CMV01019

  • [FCA CF] Material risk taker (9 Dec 2019 to 12 May 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 May 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 May 2021)
  • SMF27 Partner (9 Dec 2019 to 15 Oct 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 15 Oct 2021)
  • CF3 Chief Executive (1 Apr 2017 to 8 Dec 2019)
  • CF4 Partner (8 Apr 2010 to 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (15 May 2007 to 31 Oct 2007)
• David Adam Benson

  IRN DAB01258

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (1 Apr 2011 to 9 Dec 2019)
  • CF30 Customer (22 Nov 2010 to 8 Dec 2019)

No changes recorded yet.