Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP

    FRN 229135

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 19 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 19 Jun 2023)
  • London Wealth Management Limited (no longer approved here)

    FRN 479377

    • [FCA CF] Client dealing (1 Dec 2021 to 1 Dec 2022)
    • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 1 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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