Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ruffer LLP
FRN 229135
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 9 Aug 2022)
- [FCA CF] Material risk taker (since 1 Jun 2021)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2022)
- CF30 Customer (4 Dec 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.