David Adam Benson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP

    FRN 229135

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (1 Apr 2011 to 9 Dec 2019)
    • CF30 Customer (22 Nov 2010 to 8 Dec 2019)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF27 Investment Management (12 Sep 2005 to 31 Oct 2007)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF27 Investment Management (12 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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