Ruffer LLP

• Principal Place of Business

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

  Web

  https://www.ruffer.co.uk

• Complaints Contact

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Boucher-Ferte

  IRN BXB01141

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (1 Apr 2011 to 9 Dec 2019)
  • CF30 Customer (10 Sep 2010 to 8 Dec 2019)
• Benjamin Lawrence Crawfurd-Porter

  IRN BXC00214

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Manager of certification employee (since 24 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 19 May 2022)
  • [FCA CF] Client dealing (since 26 Oct 2021)
• Caitriona Rose Thompson

  IRN CXT00120

  • 17. Administrative functions in relation to managing investments
  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Camilla Kate Cecil

  IRN CKC01024

  • CF30 Customer (1 Jun 2015 to 31 Dec 2016)
• Campbell David Fleming

  IRN CDF01015

  • SMF13 Chair of the Nominations Committee (since 30 Jun 2022)
  • SMF12 Chair of the Remuneration Committee (since 30 Jun 2022)
  • SMF9 Chair of the Governing Body (since 30 Jun 2022)
  • [FCA CF] Material risk taker (since 13 Apr 2022)
  • Director of firm who is not a certification employee or a SMF manager (5 Jul 2021 to 30 Jun 2022)
• Carl Wayne Jones

  IRN CXJ01133

  • CF27 Investment Management (17 May 2004 to 6 Mar 2006)
• Caroline Sarah Ader Thompson

  IRN CSA01028

  • CF30 Customer (31 Aug 2010 to 10 Aug 2012)
• Cecile Helene Claire Martinowsky Rousseau

  IRN CXR12689

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (1 Jun 2023 to 10 May 2024)
  • CF4 Partner (20 May 2019 to 9 Dec 2019)
• Celine Marie Matuszewski Bocquillon

  IRN CMM01205

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2022)
  • CF30 Customer (25 Sep 2014 to 8 Dec 2019)
• Charalee May Hoelzl

  IRN CXH23378

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jan 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Jan 2022)
  • CF30 Customer (7 Nov 2019 to 8 Dec 2019)

No changes recorded yet.