Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (1 Apr 2011 to 9 Dec 2019)
    • CF30 Customer (10 Sep 2010 to 8 Dec 2019)
  • Fulcrum Asset Management LLP (no longer approved here)

    FRN 230683

    • CF30 Customer (1 Nov 2007 to 23 Jul 2010)
    • CF27 Investment Management (18 Jun 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.