Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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James Hambro & Partners LLP
FRN 513246
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 6 Sep 2022)
- [FCA CF] Functions requiring qualifications (since 6 Sep 2022)
- [FCA CF] Client dealing (29 Apr 2021 to 10 Dec 2021)
- [FCA CF] Functions requiring qualifications (29 Apr 2021 to 10 Dec 2021)
- CF30 Customer (7 Dec 2017 to 8 Dec 2019)
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- CF30 Customer (1 Jun 2015 to 31 Dec 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.