Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 6 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 6 Sep 2022)
    • [FCA CF] Client dealing (29 Apr 2021 to 10 Dec 2021)
    • [FCA CF] Functions requiring qualifications (29 Apr 2021 to 10 Dec 2021)
    • CF30 Customer (7 Dec 2017 to 8 Dec 2019)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • CF30 Customer (1 Jun 2015 to 31 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.