Ruffer LLP

• Principal Place of Business

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

  Web

  https://www.ruffer.co.uk

• Complaints Contact

  80 Victoria Street

  London

  SW1E 5JL

  UNITED KINGDOM

  Phone

  +4402079638100

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sean Frederick McCreery

  IRN SFM01016

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (23 Apr 2004 to 9 Dec 2019)
  • CF27 Investment Management (2 Apr 2004 to 31 Oct 2007)
• Shaheen Mohammad Zaman

  IRN SXZ00031

  • 14. Managing investments
  • [FCA CF] Client dealing (since 1 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
• Simon Benedict Martin

  IRN SBM01053

  • [FCA CF] Material risk taker (9 Dec 2019 to 29 Oct 2021)
  • CF4 Partner (4 Apr 2007 to 9 Dec 2019)
• Simon Oliver Mountain

  IRN SOM01020

  • SMF24 Chief Operations (since 30 Jun 2023)
  • SMF27 Partner (since 30 Jun 2023)
  • [FCA CF] Material risk taker (since 1 Jun 2021)
  • [FCA CF] Manager of certification employee (26 Mar 2021 to 16 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Nov 2023)
  • CF30 Customer (11 Aug 2015 to 8 Dec 2019)
• Sophie Catherine Jamieson

  IRN SXJ00432

  • [FCA CF] Client dealing (19 Jun 2023 to 31 Aug 2023)
  • [FCA CF] Functions requiring qualifications (19 Jun 2023 to 31 Aug 2023)
• Sophie Jean Isla Felicity Burke-Murphy

  IRN JIB01018

  • [FCA CF] Manager of certification employee (7 Aug 2020 to 30 Sep 2021)
  • [FCA CF] Client dealing (26 Jun 2020 to 30 Sep 2021)
  • [FCA CF] Functions requiring qualifications (26 Jun 2020 to 30 Sep 2021)
  • CF30 Customer (17 Feb 2014 to 8 Dec 2019)
• Stephen Michael Russell

  IRN SMR01058

  • [FCA CF] Manager of certification employee (1 Jun 2021 to 31 May 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (23 Apr 2004 to 9 Dec 2019)
  • CF27 Investment Management (2 Apr 2004 to 31 Oct 2007)
• Tania Maxine Cameron McLuckie

  IRN TMH01079

  • CF30 Customer (22 Jan 2009 to 14 Nov 2015)
• Teun Draaisma

  IRN TXD01070

  • [FCA CF] Client dealing (since 11 Dec 2023)
  • [FCA CF] Manager of certification employee (since 10 Oct 2023)
  • [FCA CF] Material risk taker (since 10 May 2023)
• Theo Wyld

  IRN TXW00250

  • [FCA CF] Functions requiring qualifications (28 Nov 2022 to 7 Jul 2023)
  • [FCA CF] Client dealing (28 Nov 2022 to 7 Jul 2023)

No changes recorded yet.