Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ruffer LLP
FRN 229135
- SMF24 Chief Operations (since 30 Jun 2023)
- SMF27 Partner (since 30 Jun 2023)
- [FCA CF] Material risk taker (since 1 Jun 2021)
- [FCA CF] Manager of certification employee (26 Mar 2021 to 16 Nov 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Nov 2023)
- CF30 Customer (11 Aug 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.