Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 13 Feb 2026)
  • Cadro Technologies Limited (no longer approved here)

    FRN 968400

    • [FCA CF] Functions requiring qualifications (10 Feb 2025 to 14 Nov 2025)
    • [FCA CF] Client dealing (10 Feb 2025 to 14 Nov 2025)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Client dealing (19 Jun 2023 to 31 Aug 2023)
    • [FCA CF] Functions requiring qualifications (19 Jun 2023 to 31 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.