Cadro Technologies Limited

• Principal Place of Business

  2nd Floor

  Berkeley Square House

  Berkeley Square

  London

  W1J 6BD

  UNITED KINGDOM

  Phone

  +4402038362302

  Web

  https://www.cadro.com

• Complaints Contact

  2nd Floor

  Berkeley Square House

  Berkeley Square

  London

  W1J 6BD

  UNITED KINGDOM

  Phone

  +442038362300

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Ajay Bhupendra Patel

  IRN ABP01067

  • [FCA CF] Manager of certification employee (since 10 Feb 2025)
  • [FCA CF] Client dealing (since 10 May 2024)
  • [FCA CF] Functions requiring qualifications (3 Jul 2023 to 10 May 2024)
• David Semmens

  IRN DJS01467

  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 11 Nov 2022)
  • [FCA CF] Functions requiring qualifications (since 11 Nov 2022)
  • [FCA CF] Client dealing (since 11 Nov 2022)
• Edward Heaton

  IRN EXH00288

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Oct 2023)
  • SMF16 Compliance Oversight (since 17 Oct 2023)
  • SMF3 Executive Director (since 17 Oct 2023)
• Emily Collins

  IRN EXC00361

  • [FCA CF] Client dealing (since 10 May 2024)
• Evan Morris

  IRN EXM00322

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 11 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 19 Jul 2023)
  • [FCA CF] Client dealing (since 11 Nov 2022)
• Gordon Mark Hurst

  IRN GMH01069

  • SMF9 Chair of the Governing Body (since 11 Apr 2024)
• Gregory Smith

  IRN GXS02401

  • [FCA CF] Client dealing (since 23 Jan 2024)
  • [FCA CF] Functions requiring qualifications (23 Jan 2024 to 1 Apr 2026)
• Henry Cotton

  IRN HXC00241

  • [FCA CF] Client dealing (1 Feb 2023 to 29 Feb 2024)
  • [FCA CF] Functions requiring qualifications (1 Feb 2023 to 29 Feb 2024)
• Jordan John Buck

  IRN JJB01232

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 20 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 20 Apr 2023)
  • SMF3 Executive Director (since 11 Nov 2022)
• Kathleen Tatham

  IRN KXT00306

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 10 May 2024)
  • [FCA CF] Functions requiring qualifications (since 10 May 2024)

No changes recorded yet.