Cadro Technologies Limited

Date authorised
11 November 2022
Companies House
11797448
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    Berkeley Square House
    Berkeley Square
    London
    W1J 6BD
    UNITED KINGDOM
    Phone
    +4402038362302
    Web
    https://www.cadro.com

  • Complaints Contact

    2nd Floor
    Berkeley Square House
    Berkeley Square
    London
    W1J 6BD
    UNITED KINGDOM
    Phone
    +442038362300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Keith Howard Fielden

    IRN KHF01011

    • SMF16 Compliance Oversight (11 Nov 2022 to 29 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Nov 2022 to 29 Sep 2023)
  • Natasa Williams

    IRN NXW01093

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 15 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 15 Nov 2022)
    • SMF3 Executive Director (since 11 Nov 2022)
    • SMF1 Chief Executive (since 11 Nov 2022)
  • Rory Mason

    IRN RXM12006

    • [FCA CF] Client dealing (25 Nov 2024 to 16 Jan 2026)
    • [FCA CF] Functions requiring qualifications (25 Nov 2024 to 16 Jan 2026)
  • Shaun Fleming

    IRN SXF00028

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 10 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 10 Sep 2024)
  • Sophie Catherine Jamieson

    IRN SXJ00432

    • [FCA CF] Client dealing (10 Feb 2025 to 14 Nov 2025)
    • [FCA CF] Functions requiring qualifications (10 Feb 2025 to 14 Nov 2025)

Recent activity

Updates to this firm's record on the FCA register.

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