Keith Howard Fielden

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Rhein (UK) Advisory LLP

    FRN 1025573

    • SMF27 Partner (since 3 Jul 2025)
  • Fortem Capital Limited

    FRN 755370

    • SMF16 Compliance Oversight (since 25 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Apr 2024)
  • MAC Capital Management Ltd

    FRN 958407

    • SMF16 Compliance Oversight (since 16 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Aug 2023)
  • NICHE ASSET MANAGEMENT LTD (no longer approved here)

    FRN 783048

    • SMF16 Compliance Oversight (13 Feb 2024 to 18 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Feb 2024 to 18 Apr 2024)
  • Brooklands Fund Management Limited (no longer approved here)

    FRN 757575

    • CF30 Customer (11 Nov 2022 to 3 Apr 2023)
  • Cadro Technologies Limited (no longer approved here)

    FRN 968400

    • SMF16 Compliance Oversight (11 Nov 2022 to 29 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Nov 2022 to 29 Sep 2023)
  • JTC GAS UK LLP (no longer approved here)

    FRN 551769

    • CF1 Director (AR) (29 Apr 2022 to 30 Jun 2022)
    • CF30 Customer (8 Mar 2022 to 3 May 2022)
  • Greyhound Capital Management LLP (no longer approved here)

    FRN 778355

    • SMF27 Partner (20 Jul 2020 to 25 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 May 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 May 2021)
    • CF11 Money Laundering Reporting (1 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2017 to 8 Dec 2019)
  • J O Hambro Capital Management Limited (no longer approved here)

    FRN 147406

    • CF20 Significant Mgt (Settlements) (22 Nov 2002 to 6 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.