Fortem Capital Limited

• Principal Place of Business

  5th Floor

  20, Orange Street

  London

  WC2H 7EF

  UNITED KINGDOM

  Phone

  +4407793319851

  Web

  https://www.fortemcapital.com

• Complaints Contact

  5th Floor

  20, Orange Street

  London

  WC2H 7EF

  UNITED KINGDOM

  Phone

  +4407793319851

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Michael Lavelle

  IRN AXL00731

  • [FCA CF] Client dealing (since 10 Dec 2024)
• Andreas Popov

  IRN AXP01820

  • CF30 Customer (27 Sep 2017 to 29 Sep 2017)
  • CF1 Director (AR) (27 Sep 2017 to 29 Sep 2017)
• Andrew David Warwick

  IRN ADW01059

  • [FCA CF] Client dealing (since 11 Dec 2025)
• Andrew Holness

  IRN AXH03233

  • SMF3 Executive Director (since 4 Mar 2026)
  • [FCA CF] Significant management (since 10 Nov 2025)
• Arthur Kor

  IRN AXK03027

  • CF30 Customer (26 Sep 2017 to 29 Sep 2017)
• Bachir Djelmami-Hani

  IRN BXD01576

  • [FCA CF] Client dealing (29 Mar 2020 to 8 Sep 2023)
  • CF30 Customer (27 Mar 2018 to 8 Dec 2019)
• Benjamin Gregory Hills

  IRN BXH01617

  • CF30 Customer (10 Jan 2017 to 17 Aug 2018)
• Christopher Dagg

  IRN CXD01427

  • SMF16 Compliance Oversight (1 Oct 2021 to 25 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2021 to 25 Apr 2024)
  • [FCA CF] Client dealing (30 Sep 2020 to 28 Feb 2026)
  • SMF3 Executive Director (9 Dec 2019 to 6 Mar 2026)
  • CF1 Director (AR) (14 Sep 2017 to 19 Aug 2019)
  • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
  • CF1 Director (10 Jan 2017 to 8 Dec 2019)
• Christopher James Stafford

  IRN CXS01789

  • [FCA CF] Client dealing (since 3 Feb 2025)
• Christopher William Lowe

  IRN CXL00377

  • [FCA CF] Client dealing (since 5 Aug 2024)

• Fortem Capital International Limited (no longer appointed)

  FRN 788479 · Appointed 8 Sep 2017 · Until 4 Sep 2019 · Tied agent

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