Christopher Dagg

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fortem Capital Limited (no longer approved here)

    FRN 755370

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2021 to 25 Apr 2024)
    • SMF16 Compliance Oversight (1 Oct 2021 to 25 Apr 2024)
    • [FCA CF] Client dealing (30 Sep 2020 to 28 Feb 2026)
    • SMF3 Executive Director (9 Dec 2019 to 6 Mar 2026)
    • CF1 Director (AR) (14 Sep 2017 to 19 Aug 2019)
    • CF1 Director (10 Jan 2017 to 8 Dec 2019)
    • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
  • JTC GAS UK LLP (no longer approved here)

    FRN 551769

    • CF30 Customer (4 Apr 2016 to 9 Jan 2017)
    • CF1 Director (AR) (4 Apr 2016 to 9 Jan 2017)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 5 Jun 2010)
    • CF26 Customer Trading (23 Oct 2007 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 5 Jun 2010)
    • CF26 Customer Trading (23 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.