Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Manager of certification employee (16 Jul 2020 to 17 Mar 2023)
    • [FCA CF] Material risk taker (16 Jul 2020 to 17 Mar 2023)
    • [FCA CF] Client dealing (16 Jul 2020 to 17 Mar 2023)
    • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
  • Fortem Capital Limited (no longer approved here)

    FRN 755370

    • CF30 Customer (27 Sep 2017 to 29 Sep 2017)
    • CF1 Director (AR) (27 Sep 2017 to 29 Sep 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 Aug 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (16 Feb 2011 to 16 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.