Fortem Capital Limited

• Principal Place of Business

  5th Floor

  20, Orange Street

  London

  WC2H 7EF

  UNITED KINGDOM

  Phone

  +4407793319851

  Web

  https://www.fortemcapital.com

• Complaints Contact

  5th Floor

  20, Orange Street

  London

  WC2H 7EF

  UNITED KINGDOM

  Phone

  +4407793319851

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dan Herley

  IRN DXH00817

  • [FCA CF] Client dealing (since 28 May 2024)
• Doron Cohen

  IRN DXC86687

  • [FCA CF] Client dealing (27 Mar 2020 to 3 Nov 2021)
• Dylan George Spencer

  IRN DXS00549

  • [FCA CF] Client dealing (25 Oct 2021 to 8 Feb 2023)
• Edward Robert John Senior

  IRN ERS01021

  • SMF1 Chief Executive (since 19 Nov 2021)
  • [FCA CF] Client dealing (since 8 Oct 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2021)
  • CF1 Director (AR) (15 Sep 2017 to 19 Aug 2019)
  • CF10 Compliance Oversight (10 Jan 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 Jan 2017 to 8 Dec 2019)
  • CF1 Director (10 Jan 2017 to 8 Dec 2019)
  • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
• Fred Wilkins

  IRN FXW01169

  • [FCA CF] Client dealing (6 May 2020 to 29 Aug 2025)
  • CF30 Customer (27 Mar 2018 to 8 Dec 2019)
• George Owen

  IRN GXO11840

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Oct 2020)
  • CF30 Customer (28 Feb 2019 to 8 Dec 2019)
• George-James Alan Arthur Hickey

  IRN GAH01128

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
  • CF30 Customer (23 May 2019 to 8 Dec 2019)
• Georgios Cotsikis

  IRN GXC01217

  • [FCA CF] Client dealing (25 Jan 2021 to 27 Jan 2022)
• Hari Kumarakuruparan

  IRN HXK00222

  • [FCA CF] Client dealing (since 4 Aug 2023)
• James Cameron

  IRN JXC03234

  • [FCA CF] Client dealing (since 22 Sep 2025)

• Fortem Capital International Limited (no longer appointed)

  FRN 788479 · Appointed 8 Sep 2017 · Until 4 Sep 2019 · Tied agent

No changes recorded yet.