Fortem Capital Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
5th Floor20, Orange StreetLondonWC2H 7EFUNITED KINGDOM- Phone
- +4407793319851
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Complaints Contact
5th Floor20, Orange StreetLondonWC2H 7EFUNITED KINGDOM- Phone
- +4407793319851
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jonathan David Matthews
IRN JDM01092
- [FCA CF] Client dealing (10 Sep 2024 to 31 Mar 2026)
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Jonathan James Rex Dawson
IRN JJD01146
- [FCA CF] Client dealing (26 Jan 2023 to 31 Jan 2025)
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Josephine Lory Benini
IRN JXB16875
- [FCA CF] Client dealing (29 Mar 2020 to 11 Mar 2021)
- CF30 Customer (4 Jul 2019 to 8 Dec 2019)
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Keith Howard Fielden
IRN KHF01011
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Apr 2024)
- SMF16 Compliance Oversight (since 25 Apr 2024)
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Kevin Patrick Joseph Gray
IRN KPG01029
- [FCA CF] Significant management (since 30 Mar 2026)
- [FCA CF] Client dealing (since 29 Mar 2020)
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Leonie Proske
IRN LXP12716
- [FCA CF] Client dealing (27 Mar 2020 to 1 Apr 2021)
- CF30 Customer (19 Mar 2019 to 8 Dec 2019)
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Mark Anthony Denny
IRN MAD01187
- [FCA CF] Client dealing (since 26 Apr 2023)
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Mark Avery
IRN MXA00417
- [FCA CF] Client dealing (17 Jun 2021 to 4 Jul 2022)
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Matthew McConnell
IRN MXM00016
- [FCA CF] Client dealing (3 Aug 2020 to 4 Jul 2022)
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Rahul James Verma
IRN RXV06344
- CF30 Customer (21 Sep 2018 to 21 Dec 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Fortem Capital International Limited (no longer appointed)
FRN 788479 · Appointed 8 Sep 2017 · Until 4 Sep 2019 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.