Fortem Capital Limited

• Principal Place of Business

  5th Floor

  20, Orange Street

  London

  WC2H 7EF

  UNITED KINGDOM

  Phone

  +4407793319851

  Web

  https://www.fortemcapital.com

• Complaints Contact

  5th Floor

  20, Orange Street

  London

  WC2H 7EF

  UNITED KINGDOM

  Phone

  +4407793319851

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Anthony McGuire

  IRN RAM01099

  • CF30 Customer (10 Jan 2017 to 2 Oct 2017)
  • CF1 Director (10 Jan 2017 to 2 Oct 2017)
• Ryan Rogowski

  IRN RXR01129

  • [FCA CF] Client dealing (8 Oct 2020 to 24 May 2024)
  • SMF3 Executive Director (9 Dec 2019 to 24 May 2024)
  • CF1 Director (AR) (26 Sep 2017 to 19 Aug 2019)
  • CF1 Director (12 May 2017 to 8 Dec 2019)
  • CF30 Customer (12 Jan 2017 to 8 Dec 2019)
• Scott Robert Hardie

  IRN SRH01189

  • [FCA CF] Client dealing (since 22 Sep 2025)
• Stefan Wagner

  IRN SXW01258

  • [FCA CF] Client dealing (since 29 Mar 2020)
  • CF30 Customer (7 Aug 2017 to 8 Dec 2019)
• Toby Richard Hayes

  IRN TRH01038

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2020)
  • CF30 Customer (5 Nov 2018 to 8 Dec 2019)
• Victoria Bell

  IRN VXB00113

  • [FCA CF] Client dealing (2 Aug 2022 to 13 Dec 2024)
• Walter Treur

  IRN WXT01112

  • [FCA CF] Client dealing (27 Mar 2020 to 29 Aug 2025)

• Fortem Capital International Limited (no longer appointed)

  FRN 788479 · Appointed 8 Sep 2017 · Until 4 Sep 2019 · Tied agent

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