Georgios Cotsikis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Broad Securities LLP
FRN 593758
- SMF27 Partner (since 11 Aug 2023)
Fortem Capital Limited (no longer approved here)
FRN 755370
- [FCA CF] Client dealing (25 Jan 2021 to 27 Jan 2022)
DG Partners LLP (no longer approved here)
FRN 218913
- CF27 Investment Management (4 Aug 2006 to 7 Sep 2007)
- CF26 Customer Trading (10 May 2006 to 4 Aug 2006)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.