NICHE ASSET MANAGEMENT LTD

Date authorised
5 February 2018
Companies House
10805355
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Second Floor Flat
    17 Lennox Gardens
    London
    Kensington And Chelsea
    SW1X 0DB
    UNITED KINGDOM
    Phone
    +442045471610
    Web
    https://nicheam.com

  • Complaints Contact

    Second Floor Flat
    17 Lennox Gardens
    London
    Kensington And Chelsea
    SW1X 0DB
    UNITED KINGDOM
    Phone
    +442045471610

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrea Andreis

    IRN AXA03879

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (5 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (5 Feb 2018 to 8 Dec 2019)
  • Atul Patel

    IRN AXP01204

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jul 2024)
    • SMF16 Compliance Oversight (since 26 Jul 2024)
    • CF1 Director (18 Jul 2019 to 25 Jul 2019)
    • CF30 Customer (18 Jul 2019 to 25 Jul 2019)
    • CF2 Non Executive Director (4 Mar 2019 to 18 Jul 2019)
  • Edmondo Monda

    IRN EXM09847

    • CF2 Non Executive Director (22 Jan 2019 to 8 Dec 2019)
  • Hanifa Azri

    IRN HXA00222

    • SMF16 Compliance Oversight (1 Jul 2023 to 5 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2023 to 5 Oct 2023)
  • Keith Howard Fielden

    IRN KHF01011

    • SMF16 Compliance Oversight (13 Feb 2024 to 18 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Feb 2024 to 18 Apr 2024)
  • Lorenzo Savi

    IRN LXS01321

    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Jun 2023)
    • CF11 Money Laundering Reporting (22 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Jul 2019 to 8 Dec 2019)
  • Marco Malvicini

    IRN MXM04241

    • CF2 Non Executive Director (5 Feb 2018 to 14 Dec 2018)
  • Massimo Baggiani

    IRN MXB03626

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2021)
    • CF30 Customer (5 Feb 2018 to 8 Dec 2019)
    • CF1 Director (5 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Feb 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Feb 2018 to 8 Dec 2019)
    • CF3 Chief Executive (5 Feb 2018 to 8 Dec 2019)
  • Roberto Bissoli

    IRN RXB02385

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (5 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.