Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 15 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 15 Nov 2022)
    • SMF3 Executive Director (since 11 Nov 2022)
    • SMF1 Chief Executive (since 11 Nov 2022)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • [FCA CF] Manager of certification employee (1 Feb 2020 to 30 Apr 2021)
    • [FCA CF] Client dealing (1 Feb 2020 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 Feb 2020 to 30 Apr 2021)
    • CF4 Partner (6 Nov 2013 to 3 Oct 2019)
    • CF30 Customer (4 Oct 2013 to 8 Dec 2019)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF30 Customer (7 Nov 2011 to 21 Jun 2013)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (4 Nov 2009 to 21 Jun 2013)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (4 Nov 2009 to 21 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.