Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cadro Technologies Limited
FRN 968400
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 15 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 15 Nov 2022)
- SMF3 Executive Director (since 11 Nov 2022)
- SMF1 Chief Executive (since 11 Nov 2022)
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- [FCA CF] Manager of certification employee (1 Feb 2020 to 30 Apr 2021)
- [FCA CF] Client dealing (1 Feb 2020 to 30 Apr 2021)
- [FCA CF] Functions requiring qualifications (1 Feb 2020 to 30 Apr 2021)
- CF4 Partner (6 Nov 2013 to 3 Oct 2019)
- CF30 Customer (4 Oct 2013 to 8 Dec 2019)
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- CF30 Customer (7 Nov 2011 to 21 Jun 2013)
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- CF30 Customer (4 Nov 2009 to 21 Jun 2013)
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- CF30 Customer (4 Nov 2009 to 21 Jun 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.