Stephen Michael Russell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer AIFM Limited

    FRN 613490

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 18 Oct 2024)
    • [FCA CF] Client dealing (since 18 Oct 2024)
    • CF30 Customer (21 Jul 2014 to 1 Nov 2019)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Manager of certification employee (1 Jun 2021 to 31 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (23 Apr 2004 to 9 Dec 2019)
    • CF27 Investment Management (2 Apr 2004 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 31 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.