Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ruffer AIFM Limited
FRN 613490
- [FCA CF] Client dealing (since 7 Oct 2024)
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Ruffer LLP
FRN 229135
- [FCA CF] Client dealing (since 11 Dec 2023)
- [FCA CF] Manager of certification employee (since 10 Oct 2023)
- [FCA CF] Material risk taker (since 10 May 2023)
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- [FCA CF] Manager of certification employee (22 Apr 2022 to 5 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Dec 2022)
- CF30 Customer (31 May 2018 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (22 Apr 2022 to 5 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Dec 2022)
- CF30 Customer (31 May 2018 to 8 Dec 2019)
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- CF30 Customer (26 Jul 2013 to 6 Mar 2018)
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- CF30 Customer (26 Jul 2013 to 6 Mar 2018)
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- CF30 Customer (26 Jul 2013 to 6 Mar 2018)
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- CF30 Customer (26 Jul 2013 to 6 Mar 2018)
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- CF30 Customer (1 Nov 2007 to 14 Jun 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.