Royal London Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Tracey Graham
IRN TXG01311
- SMF7 Group Entity Senior Manager (24 Feb 2020 to 22 Mar 2022)
Tracey Kneller
IRN TXK01644
- SMF18 Other Overall Responsibility (since 6 Oct 2020)
Tracy Wing San Yam
IRN TWY01002
- CF28 Systems and controls (5 Aug 2010 to 11 Jan 2013)
Trevor John Williams
IRN TJW00019
- CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
Trevor Michael Anthony Greetham
IRN TMG01014
- [FCA CF] Material risk taker (since 1 Apr 2022)
Trevor Wallbridge
IRN TXW00027
- CF21 Investment Adviser (11 Nov 2002 to 21 Sep 2004)
Trevor William Cattermole
IRN TWC00008
- CF22 Investment Adviser (Trainee) (12 Nov 2003 to 6 Feb 2004)
Victoria Anne Muir
IRN VAM01034
- CF1 Director (5 Aug 2009 to 31 Jan 2014)
Walter Halliday
IRN WXH00005
- CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
William Charles Hopkins
IRN WCH00002
- CF22 Investment Adviser (Trainee) (23 Apr 2004 to 14 Sep 2004)
- CF21 Investment Adviser (11 Nov 2002 to 20 Feb 2003)

Smaller firms operating under this firm's FCA authorisation.

United Friendly Financial Planning Limited (no longer appointed)
FRN 205626 · Appointed 4 Nov 1993 · Until 2 Oct 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.