Royal London Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

William Edwards
IRN WXE00011
- [FCA CF] Material risk taker (since 14 Oct 2024)
William Francis Spence
IRN WFS00003
- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
William Graham Victor Kenney
IRN WGK01006
- [FCA CF] Material risk taker (1 Apr 2022 to 29 Apr 2024)
William Grant McQuade
IRN WGM00006
- CF21 Investment Adviser (11 Nov 2002 to 10 Feb 2003)
William John Keating
IRN WJK00004
- CF21 Investment Adviser (11 Nov 2002 to 13 Jun 2003)
William John Pascoe
IRN WJP00004
- CF21 Investment Adviser (11 Nov 2002 to 6 Jan 2004)
William Jon Pritchett
IRN WXP27373
- SMF7 Group Entity Senior Manager (15 Jan 2022 to 13 Jun 2022)
- SMF24 Chief Operations (30 Jun 2020 to 15 Jan 2022)
William Nicoll
IRN WXN01004
- [FCA CF] Manager of certification employee (since 1 Jan 2025)
- [FCA CF] Material risk taker (since 1 Jan 2025)
William Oliver Murphy
IRN WOM00001
- CF21 Investment Adviser (11 Nov 2002 to 2 May 2003)
William Philip Evans
IRN WPE00001
- CF21 Investment Adviser (11 Nov 2002 to 8 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

United Friendly Financial Planning Limited (no longer appointed)
FRN 205626 · Appointed 4 Nov 1993 · Until 2 Oct 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.