Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 13 Apr 2026)
    • [FCA CF] Client dealing (since 13 Apr 2026)
    • SMF3 Executive Director (since 7 May 2025)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • [FCA CF] Client dealing (19 Sep 2024 to 3 Jun 2025)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • [FCA CF] Material risk taker (5 May 2023 to 29 Apr 2024)
    • [FCA CF] Manager of certification employee (5 May 2023 to 29 Apr 2024)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • [FCA CF] Material risk taker (1 Apr 2022 to 29 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2024)
    • CF30 Customer (6 Apr 2017 to 8 Dec 2019)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • [FCA CF] Material risk taker (1 Apr 2022 to 29 Apr 2024)
  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • CF30 Customer (1 May 2011 to 20 Jan 2017)
  • Windmill Hill Asset Management Limited (no longer approved here)

    FRN 186883

    • CF27 Investment Management (24 Jul 2006 to 12 Jan 2007)
    • CF21 Investment Adviser (24 Jul 2006 to 12 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.