Royal London Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Xiaohui Chen
IRN XXC01302
- [FCA CF] Material risk taker (since 1 Apr 2022)
Yassir Zakir
IRN YXZ01006
- CF22 Investment Adviser (Trainee) (11 Nov 2002 to 22 Nov 2002)
Yiannis Soukovelos
IRN YXS00003
- CF21 Investment Adviser (11 Nov 2002 to 12 Mar 2004)
Zacharia De Bruin
IRN ZFD01000
- [FCA CF] Material risk taker (since 4 Nov 2024)

Smaller firms operating under this firm's FCA authorisation.

United Friendly Financial Planning Limited (no longer appointed)
FRN 205626 · Appointed 4 Nov 1993 · Until 2 Oct 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.