Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Royal London Asset Management Limited
FRN 141665
- [FCA CF] Client dealing (since 4 Nov 2024)
- [FCA CF] Material risk taker (since 4 Nov 2024)
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Royal London Unit Trust Managers Limited
FRN 144037
- [FCA CF] Material risk taker (since 4 Nov 2024)
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- [FCA CF] Material risk taker (9 Jun 2021 to 31 Dec 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Jun 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 8 Jun 2021)
- CF30 Customer (3 Aug 2015 to 8 Dec 2019)
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- [FCA CF] Material risk taker (13 May 2020 to 8 Jun 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.