William Nicoll

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal London Asset Management Limited

    FRN 141665

    • SMF18 Other Overall Responsibility (since 17 Oct 2025)
    • [FCA CF] Material risk taker (1 Jan 2025 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (3 Oct 2023 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (3 Oct 2023 to 1 Jul 2024)
    • [FCA CF] Client dealing (3 Oct 2023 to 31 Dec 2025)
  • RLUM Limited

    FRN 144032

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 1 Jan 2025)
  • Royal London Unit Trust Managers Limited

    FRN 144037

    • [FCA CF] Manager of certification employee (since 1 Jan 2025)
    • [FCA CF] Material risk taker (since 1 Jan 2025)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Functions requiring qualifications (15 Feb 2021 to 15 Feb 2021)
    • [FCA CF] Client dealing (15 Feb 2021 to 15 Feb 2021)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Client dealing (22 Jul 2020 to 1 Apr 2023)
    • [FCA CF] Manager of certification employee (22 Jul 2020 to 1 Apr 2023)
    • [FCA CF] Material risk taker (22 Jul 2020 to 1 Apr 2023)
    • [FCA CF] Significant management (22 Jul 2020 to 1 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (17 Dec 2004 to 31 Oct 2007)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Significant management (22 Jul 2020 to 1 Apr 2023)
    • [FCA CF] Client dealing (22 Jul 2020 to 1 Apr 2023)
    • [FCA CF] Manager of certification employee (22 Jul 2020 to 1 Apr 2023)
    • CF30 Customer (5 Mar 2014 to 8 Dec 2019)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF27 Investment Management (1 Dec 2001 to 21 Oct 2004)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • CF27 Investment Management (1 Dec 2001 to 21 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.