Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Royal London Asset Management Limited
FRN 141665
- [FCA CF] Client dealing (since 14 Oct 2024)
- [FCA CF] Material risk taker (since 14 Oct 2024)
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Royal London Unit Trust Managers Limited
FRN 144037
- [FCA CF] Material risk taker (since 14 Oct 2024)
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- [FCA CF] Manager of certification employee (6 Mar 2024 to 27 Sep 2024)
- [FCA CF] Material risk taker (12 Feb 2021 to 12 May 2021)
- [FCA CF] Client dealing (1 Apr 2020 to 27 Sep 2024)
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- [FCA CF] Client dealing (26 Nov 2020 to 1 Nov 2022)
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- [FCA CF] Client dealing (1 Apr 2020 to 27 Sep 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.