Tracey Kneller

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Royal London Mutual Insurance Society, Limited (THE)
FRN 117672
- SMF18 Other Overall Responsibility (since 6 Oct 2020)
Royal London Asset Management Limited
FRN 141665
- SMF18 Other Overall Responsibility (since 6 Oct 2020)
RLUM Limited
FRN 144032
- SMF18 Other Overall Responsibility (since 6 Oct 2020)
Royal London Unit Trust Managers Limited
FRN 144037
- SMF18 Other Overall Responsibility (since 6 Oct 2020)
Royal London Savings Limited
FRN 191237
- SMF18 Other Overall Responsibility (since 6 Oct 2020)
PMGI Limited (no longer approved here)
FRN 114942
- [FCA CF] Significant management (1 Oct 2020 to 29 Feb 2024)
THE CO-OPERATIVE BANK P.L.C. (no longer approved here)
FRN 121885
- SMF18 Other Overall Responsibility (31 Jan 2017 to 7 May 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.