Walter Halliday

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Complete Limited
FRN 435779
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (12 Sep 2008 to 11 Nov 2012)
Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)
FRN 117672
- CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Aug 2003)
Royal London Unit Trust Managers Limited (no longer approved here)
FRN 144037
- CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
Royal London Savings Limited (no longer approved here)
FRN 191237
- CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.