Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Andrew Clayden Bail

  IRN PAB01190

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Feb 2024)
  • CF30 Customer (1 Feb 2012 to 8 Dec 2019)
• Paul David Oldham Bates

  IRN PDB01070

  • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2001)
• Paul Justin Hewlett

  IRN PJH01231

  • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
• Paul Karam

  IRN PXK00391

  • [FCA CF] Client dealing (since 13 Jun 2024)
• Penelope Anne Freer

  IRN PAF01059

  • CF1 Director (1 Dec 2001 to 14 Nov 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
• Peter George Watson

  IRN PGW01059

  • CF28 Systems and controls (8 Sep 2008 to 21 Jan 2009)
  • CF30 Customer (1 Nov 2007 to 5 Jan 2018)
  • CF8 Apportionment and Oversight (13 Mar 2007 to 31 Oct 2007)
  • CF3 Chief Executive (13 Mar 2007 to 15 Oct 2015)
  • CF1 Director (16 Nov 2006 to 23 Dec 2015)
  • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
• Peter Hewer

  IRN PXH01289

  • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2003)
• Peter James Augar

  IRN PJA01113

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2021)
  • CF30 Customer (1 Nov 2007 to 8 Jan 2010)
  • CF21 Investment Adviser (24 Oct 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (14 Sep 2007 to 24 Oct 2007)
• Peter Stöhr

  IRN PXS00426

  • [FCA CF] Client dealing (20 Sep 2021 to 4 May 2022)
• Philip Hendrikus Franciscus Hageman

  IRN PXH00518

  • [FCA CF] Client dealing (since 14 Jan 2022)

No changes recorded yet.