Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Feb 2024)
    • CF30 Customer (1 Feb 2012 to 8 Dec 2019)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (25 Feb 2010 to 27 Jan 2012)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.