Peter James Augar

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • [FCA CF] Manager of certification employee (15 May 2023 to 31 Mar 2025)
    • [FCA CF] Client dealing (1 Nov 2021 to 31 Mar 2025)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 8 Jan 2010)
    • CF21 Investment Adviser (24 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Sep 2007 to 24 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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