Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF28 Systems and controls (8 Sep 2008 to 21 Jan 2009)
    • CF30 Customer (1 Nov 2007 to 5 Jan 2018)
    • CF3 Chief Executive (13 Mar 2007 to 15 Oct 2015)
    • CF8 Apportionment and Oversight (13 Mar 2007 to 31 Oct 2007)
    • CF1 Director (16 Nov 2006 to 23 Dec 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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