Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 25 Mar 2020)
    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (17 Dec 2018 to 8 Dec 2019)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF1 Director (1 Dec 2001 to 14 Nov 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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