Robert W. Baird Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
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Complaints Contact
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Philip Marie Louis Michel Prompers
IRN PMP01062
- CF30 Customer (25 Mar 2013 to 23 May 2014)
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Pierre Martin
IRN PXM00391
- [FCA CF] Client dealing (since 19 Jul 2021)
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Pierre Patrice Guerin
IRN PPG01012
- SMF3 Executive Director (since 8 Dec 2025)
- [FCA CF] Client dealing (since 9 Jun 2023)
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Pierre Urban
IRN PXU00011
- [FCA CF] Client dealing (since 21 Sep 2021)
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Qing Chang
IRN QXC38617
- [FCA CF] Client dealing (7 Nov 2024 to 28 Jul 2025)
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Raghav Chadha
IRN RXC17878
- CF30 Customer (13 Aug 2019 to 8 Dec 2019)
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Rahid Rashid
IRN RXR01454
- CF30 Customer (20 Dec 2010 to 6 Feb 2014)
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Rhona Nicky Arenas
IRN RNA01014
- CF30 Customer (1 Nov 2007 to 15 Oct 2018)
- CF21 Investment Adviser (13 Mar 2007 to 31 Oct 2007)
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Richard Downard
IRN RXD01137
- CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
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Richard Earthrowl
IRN RSE01009
- CF21 Investment Adviser (10 Feb 2005 to 11 Nov 2005)
- CF26 Customer Trading (10 Feb 2005 to 26 Sep 2005)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.