Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Philip Webber Donner

  IRN RPD01016

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 20 Apr 2002)
• Richard Strongbow Amherst Cecil

  IRN RSC01049

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
• Robert Alexander Waverley Ballantine

  IRN RAB01338

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (16 Mar 2024 to 3 Nov 2025)
  • CF30 Customer (24 Sep 2013 to 8 Dec 2019)
• Robert Cerdan

  IRN RAC01170

  • CF21 Investment Adviser (11 May 2005 to 31 Mar 2006)
• Robert James Rattray

  IRN RJR01072

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF23 Corporate Finance Adviser (3 Jul 2007 to 31 Oct 2007)
• Robert Maurice Steele

  IRN RXS00569

  • [FCA CF] Client dealing (since 30 Nov 2021)
• Robert Walling Foster

  IRN RWF01026

  • [FCA CF] Client dealing (since 11 Jan 2021)
  • [FCA CF] Manager of certification employee (16 Mar 2024 to 3 Nov 2025)
• Robin Granville Hodgson of Astley Abbotts

  IRN RGH01045

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Mar 2003)
• Rodney Tyson

  IRN RXT01220

  • CF21 Investment Adviser (20 Mar 2003 to 4 Jun 2004)
  • CF22 Investment Adviser (Trainee) (2 Sep 2002 to 20 Mar 2003)
• Roger James Howard Phillips

  IRN RJP01127

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)

No changes recorded yet.