Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roman Mathias Sylvester Ferstl

  IRN RMF01087

  • CF30 Customer (16 Dec 2011 to 19 Jun 2018)
• Ross William Grant Yarrow

  IRN RWY01009

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Jul 2009 to 8 Dec 2019)
• Run Mao

  IRN RXM00494

  • [FCA CF] Client dealing (19 Jul 2021 to 9 Oct 2024)
• Rupert George Sinclair Woolfenden

  IRN RGW01047

  • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
• Rupert John Dearden

  IRN RXD01151

  • CF21 Investment Adviser (2 Nov 2004 to 11 Nov 2005)
• Sager Ghisaidoobe

  IRN SXG02484

  • [FCA CF] Client dealing (24 Jul 2023 to 6 Sep 2024)
• Said Hassan Desaque

  IRN SHD01015

  • CF30 Customer (1 Sep 2009 to 30 Mar 2012)
• Sam John Bates Robinson

  IRN SJR01171

  • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2001)
• Samantha Jayne Burnett

  IRN SJK01064

  • CF30 Customer (1 Nov 2007 to 17 Aug 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Sanjiv Dutt

  IRN SXD00375

  • [FCA CF] Client dealing (since 28 Jun 2021)

No changes recorded yet.