Robert W. Baird Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
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Complaints Contact
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sean Patrick McLaughlin
IRN SPM01138
- CF1 Director (1 Dec 2001 to 13 Jan 2006)
- CF13 Finance (1 Dec 2001 to 13 Jan 2006)
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Sean St. Clair
IRN SXS01964
- CF30 Customer (1 Nov 2007 to 5 Dec 2008)
- CF21 Investment Adviser (14 Sep 2007 to 31 Oct 2007)
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Sebastian Daumueller
IRN SXD01660
- [FCA CF] Client dealing (since 5 Sep 2023)
- [FCA CF] Manager of certification employee (16 Mar 2024 to 3 Nov 2025)
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Sebastian Maxwell Link
IRN SXL00451
- [FCA CF] Client dealing (since 27 Jun 2022)
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Sebastian Nelson Reis
IRN SNR01034
- CF30 Customer (25 Jan 2010 to 28 Feb 2013)
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Sebastian Teller
IRN SXT00351
- [FCA CF] Client dealing (18 Oct 2021 to 15 Aug 2025)
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Sebastien Guillaume Bernard Jantet
IRN SGJ01023
- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
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Shane Kelly
IRN SXK03000
- [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2021)
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Sharanya Muraliraj
IRN SXM04950
- [FCA CF] Client dealing (since 29 Mar 2026)
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Sharon Irene Osborne
IRN SIO01001
- CF30 Customer (4 Feb 2011 to 15 Oct 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.