Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Panmure Liberum Limited
FRN 403721
- [FCA CF] Client dealing (since 1 Jul 2024)
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- [FCA CF] Manager of certification employee (25 Jan 2023 to 31 Dec 2023)
- [FCA CF] Client dealing (12 Sep 2022 to 1 Jul 2024)
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- CF30 Customer (1 Nov 2007 to 23 Aug 2013)
- CF21 Investment Adviser (3 Jul 2002 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.