Robert W. Baird Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
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Complaints Contact
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Shaun Howard Dobson
IRN SHD01016
- CF1 Director (20 Oct 2004 to 14 Nov 2005)
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2005)
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Shawn Michael Severson
IRN SMS01197
- CF30 Customer (1 Nov 2007 to 5 Dec 2008)
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Shirome Mehta
IRN SXM04869
- [FCA CF] Client dealing (since 3 Dec 2025)
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Shiva Shoitha Kalaiselvan
IRN SSK01029
- CF30 Customer (1 Nov 2007 to 14 Dec 2007)
- CF22 Investment Adviser (Trainee) (4 Jul 2007 to 31 Oct 2007)
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Simon Benedikt Ebke
IRN SXE00310
- [FCA CF] Client dealing (2 Oct 2024 to 2 Jul 2025)
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Simon Mark Pearson
IRN SMP01099
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (20 Aug 2019 to 8 Dec 2019)
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Soufiane Daouil
IRN SXD00837
- [FCA CF] Client dealing (7 Nov 2024 to 6 Mar 2026)
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Stefan Godfried Valentyn Van De Ven
IRN SGV01015
- CF30 Customer (15 Aug 2014 to 8 Dec 2019)
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Stephan-Alexis Andreas Pohl
IRN SXP02055
- [FCA CF] Manager of certification employee (16 Mar 2024 to 28 Oct 2024)
- [FCA CF] Client dealing (5 Apr 2022 to 28 Oct 2024)
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Stephanie Warren
IRN SXW00762
- SMF3 Executive Director (since 8 Jun 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.