Stephan-Alexis Andreas Pohl

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Robert W. Baird Limited (no longer approved here)
FRN 124308
- [FCA CF] Manager of certification employee (16 Mar 2024 to 28 Oct 2024)
- [FCA CF] Client dealing (5 Apr 2022 to 28 Oct 2024)
Torch Partners Corporate Finance Limited (no longer approved here)
FRN 195597
- CF30 Customer (2 Mar 2020 to 6 Aug 2021)
Torch Partners IB Limited (no longer approved here)
FRN 826235
- Employed By (2 Mar 2020 to 6 Aug 2021)
ING Bank N.V. (no longer approved here)
FRN 124940
- [FCA CF] Client dealing (2 Feb 2017 to 13 Aug 2019)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (12 Jan 2015 to 6 Mar 2016)
MilleniumAssociates (UK) Limited (no longer approved here)
FRN 496863
- CF30 Customer (1 Sep 2012 to 5 Jan 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.