MilleniumAssociates (UK) Limited

Date authorised
1 April 2013
Companies House
06623516
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    23 Berkeley Square
    London
    W1J 6HE
    UNITED KINGDOM
    Phone
    +4402031782030
    Web
    https://www.milleniumassociates.com

  • Complaints Contact

    23 Berkeley Square
    London
    W1J 6HE
    UNITED KINGDOM
    Phone
    +442031782030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Paul West

    IRN APW01148

    • CF30 Customer (22 Jul 2009 to 1 Sep 2012)
    • CF2 Non Executive Director (22 Jul 2009 to 1 Sep 2012)
  • Erik Wetter

    IRN EXW01072

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (22 Jul 2009 to 8 Dec 2019)
    • CF3 Chief Executive (22 Jul 2009 to 8 Dec 2019)
    • CF1 Director (22 Jul 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jul 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Jul 2009 to 8 Dec 2019)
  • Jan-Arne Farstad

    IRN JXF01750

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Mar 2026)
    • CF30 Customer (10 Sep 2014 to 8 Dec 2019)
  • Klaus Peter Kirchmayr

    IRN KPK01013

    • CF2 Non Executive Director (22 Jul 2009 to 2 Dec 2013)
  • Lyndon James Gaborit

    IRN LJG01059

    • CF30 Customer (16 Dec 2015 to 8 Mar 2019)
  • Marco Biancardi

    IRN MXB03532

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Mar 2026)
    • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
  • Markus Peter Hausberger

    IRN MPH01156

    • CF30 Customer (2 Jun 2017 to 20 Jan 2018)
  • Raymond Joseph Soudah

    IRN RJS01448

    • SMF3 Executive Director (since 22 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Apr 2026)
    • SMF16 Compliance Oversight (since 22 Apr 2026)
  • Raymond Soudah

    IRN RXS02729

    • [FCA CF] Client dealing (since 9 Mar 2026)
  • Stephan Schuermann

    IRN SXS02221

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Mar 2026)
    • CF30 Customer (1 Sep 2012 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.