Erik Wetter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MilleniumAssociates (UK) Limited

    FRN 496863

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF3 Chief Executive (22 Jul 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jul 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Jul 2009 to 8 Dec 2019)
    • CF1 Director (22 Jul 2009 to 8 Dec 2019)
    • CF30 Customer (22 Jul 2009 to 8 Dec 2019)
  • Vitruvian Partners LLP (no longer approved here)

    FRN 454063

    • CF30 Customer (27 Dec 2007 to 12 Apr 2015)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF23 Corporate Finance Adviser (31 Jul 2002 to 4 Oct 2004)
    • CF1 Director (31 Jul 2002 to 5 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.