Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Charles Yelland

  IRN SCY01002

  • CF21 Investment Adviser (9 Feb 2004 to 11 Nov 2005)
• Stephen Georgiou

  IRN SMG01166

  • CF30 Customer (11 Apr 2014 to 15 Sep 2017)
• Stephen Holt

  IRN SJH01262

  • [FCA CF] Client dealing (since 1 Apr 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (6 Oct 2015 to 8 Dec 2019)
  • CF30 Customer (3 Nov 2008 to 8 Dec 2019)
• Steven Gregory Booth

  IRN SGB01121

  • CF1 Director (22 Jul 2013 to 1 Feb 2019)
• Steven Roy Smith

  IRN SRS01071

  • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
• Stuart Keith

  IRN SXK01481

  • CF21 Investment Adviser (23 Nov 2005 to 10 Apr 2007)
• Tahseen Tamim Siddique

  IRN TTS01008

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Feb 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (20 Oct 2005 to 31 Oct 2007)
• Terry Huffine

  IRN TXH01294

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Dec 2020)
  • CF30 Customer (25 Nov 2015 to 8 Dec 2019)
• Thomas Birch

  IRN TXB01606

  • CF30 Customer (9 Jan 2015 to 11 May 2018)
• Thomas Cowap

  IRN TXC00247

  • [FCA CF] Client dealing (since 1 Feb 2022)
  • [FCA CF] Manager of certification employee (16 Mar 2024 to 3 Nov 2025)

No changes recorded yet.